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New NASAA Rules Require Written Succession Plans
Advisory firms and their clients will now have to think strongly about documented succession plans, according to new guidance from the NASAA.
May 6 2015
SEC to Propose Crowdfunding Rules under JOBS Act
The US Securities and Exchange Commission (SEC) voted unanimously October 23 to propose rules under the Jumpstart Our Business Startups (JOBS) Act that will enable companies to offer and sell securities through crowdfunding.
Oct 28 2013
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