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SEC Sets July 1 as Start of Municipal Advisor Registration

July 1, 2014, is the date when the first set of municipal advisors will be required to register under new rules the US Securities and Exchange Commission finalized last year.

SEC Exempts Accountants from Municipal Advisor Registration

The SEC adopted rules establishing a permanent registration regime for municipal advisors as required by Dodd-Frank; however, an accountant who provides audit or other attestation services will not have to register as a municipal advisor.
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