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SEC Sets July 1 as Start of Municipal Advisor Registration
July 1, 2014, is the date when the first set of municipal advisors will be required to register under new rules the US Securities and Exchange Commission finalized last year.
Jan 14 2014
SEC Exempts Accountants from Municipal Advisor Registration
The SEC adopted rules establishing a permanent registration regime for municipal advisors as required by Dodd-Frank; however, an accountant who provides audit or other attestation services will not have to register as a municipal advisor.
Oct 2 2013
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