SEC Proposes Rules on Rating Agencies, Annuity Contracts, More

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By Edith Orenstein, FEI Financial Reporting Blog - At its open commission meeting on June 25, the SEC voted to release for public comment rule proposals relating to credit rating agencies, regulation of certain annuity contracts, and foreign broker-dealers. Separately, the SEC agreed to adopt interpretive guidance and related rule amendments to streamline the rule filing process of Self Regulatory Organizations(SROs). Read our analysis of the results of the SEC meeting here.

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